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  • Building A Strong Compliance Program - Tips for Small to Mid-Sized Organizations

    NAVEX Global
    October 2016 Video
    Hear ACC members discuss practical considerations that in-house counsel of small and mid-sized organizations should keep in mind when developing a compliance program.
     

    The Importance of Operationalizing Compliance

    NAVEX Global
    October 2016 Video
    Hear ACC members discuss how in-house counsel should proactively engage the business teams to take ownership of the organization's compliance.
     

    Five Key Qualities of an Effective Compliance Officer

    NAVEX Global
    September 2016 Video
    Hear ACC members discuss five key qualities that compliance professionals should have or develop to be effective in managing their organization's compliance.
     

    Speak Up Culture - Critical for Compliance Program Success

    NAVEX Global
    September 2016 Video
    Hear ACC members discuss practical tips on how to create a speak-up culture that empowers employees and allows the organization to better identify and address compliance issues.
     

    Policy Management: How Good Processes Help The Bottom Line

    NAVEX Global
    March 2015 Video
    Hear from ACC members about the importance of effective policies and procedures and how proper management helps protect an organization and its bottom line. Learn about some of the most common barriers, and how to overcome them and build an effective policy ecosystem.
     

    Policy Management: The Consequences of Poor Policy Management

    NAVEX Global
    March 2015 Video
    Hear from ACC members about some of the most common policy management problems, the consequences of poor policy management and the importance of consistent policy enforcement.
     

    Policy Management: Best Practices From Leading Organizations

    NAVEX Global
    March 2015 Video
    Hear from ACC members about best practices designed to create an effective policy ecosystem. Learn what they do to keep policies current and relevant, engage employees and managers in the process, and communicate expectations. Also learn how technology can drive efficiencies and improve overall policy management.

    Building and Developing Compliance Programs: Preparing and Protecting Your Organization

    September 2012 InfoPAK
    An explanation of the standards that must be met in order for a compliance program to be effective. It discusses how to create effective complains program for all levels of an organization. While it mainly addresses doing business in the U.S., there are practical implications that would be useful to companies in other countries.
     

    Framework for Conducting Effective Compliance and Ethics Risk Assessments

    August 2010 InfoPAK
    A general overview of the concept of risk assessment and suggests useful practices for the handling of such in the corporate setting. The findings reflect an examination of more than a dozen leading organizations' risk assessment methodologies.
     

    Key Sources for Structuring Your Compliance and Ethics Program

    October 2012 Webcast
    This recorded 2012 Annual Meeting session provides overview of design, implementation and enhancement of compliance and ethics programs. It offers training on criteria used to measure compliance programs (including U.S. and U.K. law).
     

    Establishing an Effective Compliance Program: An Overview to Protecting Your Organization

    January 2013 QuickCounsel
    This summary of the InfoPak mentioned above outlines useful core components that are necessary for a Compliance Program to be effective.
     

    Statutes and Rules Relating to Codes of Conduct

    October 2012 List
    This resource contains specific rules that relate to corporate codes of conduct.
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